Occasional – a (special) examination by the supervisory authority – or deficiencies in all business areas of institutions identified by other means – especially also by information from customers, competitors and whistleblowers. – See dismissal order, resolution order, application-driven, banking supervision, European, complaints body, institution, problematic, measure at risk, sanction committee, prohibition, warning, forced closure. – Cf. 2006 Annual Report of BaFin, p. 129 (overview of complaints), 2007 Annual Report of BaFin, p. 129 ff. (special audits by BaFin), p. 144 ff. (complaints in the course of market supervision), 2010 Annual Report of BaFin, p. 166 f. (in 2010, the number of complaints increased to 166 f., including 136 so-called serious complaints; p. 167: overview of individual complaints), BaFin Annual Report 2013, p. 109 (overview of complaints, broken down by group of institutions and type of measure), and the respective BaFin Annual Report, chapter “Supervision of Banks, Financial Service Providers, and Payment Institutions,” section “Supervisory Activities.”
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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
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