Settlement department. If not defined otherwise, the working group responsible at a financial services provider for the legal assessment of option contracts and the clear evaluation of the risks arising from the agreement. Because the risk of non-performing exposures is very high here due to longer processing times and often also a lack of review of the actual risk situation, the supervisory authorities pay particular attention to settlement processes. – See derivative, option, risk. – Cf. BaFin Annual Report 2005, p, 14 f. (coordinated measures of the supervisory authorities).

If not defined otherwise, the working group responsible at a financial services provider for the legal assessment of option contracts and the clear evaluation of the risks arising from the agreement. Because the risk of non-performing exposures is very high here due to longer processing times and often also a lack of review of the actual risk situation, the supervisory authorities pay particular attention to settlement processes. – See derivative, option, risk. – Cf. BaFin Annual Report 2005, p, 14 f. (coordinated measures of the supervisory authorities).

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
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Merk, G. (Hrsg.): „Settlement department. If not defined otherwise, the working group responsible at a financial services provider for the legal assessment of option contracts and the clear evaluation of the risks arising from the agreement. Because the risk of non-performing exposures is very high here due to longer processing times and often also a lack of review of the actual risk situation, the supervisory authorities pay particular attention to settlement processes. – See derivative, option, risk. – Cf. BaFin Annual Report 2005, p, 14 f. (coordinated measures of the supervisory authorities).“. In: Finanz- und Wirtschaftslexikon. https://www.gerhardmerk.de/settlement-department-if-not-defined-otherwise-the-working-group-responsible-at-a-financial-services-provider-for-the-legal-assessment-of-option-contracts-and-the-clear-evaluation-of-the-risks-arisi/ (Stand: 25.07.2023).

Die von Universitätsprofessor Dr. Gerhard Merk begründete Sammlung wird seit Herbst 2014 von Professor Dr. Dr. h.c. Eckehard Krah redaktionell fortgeführt und um neue Begriffe ergänzt. Sollten Sie Fehler entdecken oder sonstige Hinweise haben, schreiben Sie an: info@ekrah.com

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