Unless otherwise defined, the legal requirement for an institution to provide information to the supervisory authority on an ongoing basis or at its request. The positions subject to disclosure requirements are specified by the respective supervisory authority; violations of the reporting obligation may be penalized by the supervisory authority. – See Aggregation, Risk Reporting, Irregularities Reporting Obligation. – Cf. Annual Report 2007 of BaFin, p. 143 (withdrawal of permission for institution in case of breach of reporting requirements), Annual Report 2010 of BaFin, p. 140 f. (new requirements for supervisory reporting), Annual Report 2011 of BaFin, p. 147 (joint reporting “concept” [a term standing for everything and therefore for nothing!] of BaFin and Deutsche Bundebank), BaFin Annual Report 2013, p. 72 (overview of existing and intended reporting requirements), and the respective BaFin Annual Report, chapter “Supervision of Banks, Financial Service Providers and Payment Institutions.”
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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
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