Financial market regulation

Auch in: DE FR

Generic term for the – legal framework in a country for transactions on the financial market, – bodies established by law to monitor these activities, and – measures for self-regulation of the financial industry, especially codes of conduct such as the Derivatives Code. – See supervisory authority, banking supervision, European, derivatives transactions clearing obligation, derivatives transactions reporting obligation, financial market supervision, European, financial market law, product registration, systemic conflict, financial market, financial instruments information sheets, trialogue procedure. – Cf. ECB Annual Report 2011, pp. 131 ff (recent development of regulatory efforts) and the respective ECB Annual Report, chapter 3, Financial Stability Report 2012, pp. 82 ff (detailed presentation).

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/

Zitieren

Merk, G. (Hrsg.): „Financial market regulation“. In: Finanz- und Wirtschaftslexikon. https://www.gerhardmerk.de/financial-market-regulation/ (Stand: 25.07.2023).

Die von Universitätsprofessor Dr. Gerhard Merk begründete Sammlung wird seit Herbst 2014 von Professor Dr. Dr. h.c. Eckehard Krah redaktionell fortgeführt und um neue Begriffe ergänzt. Sollten Sie Fehler entdecken oder sonstige Hinweise haben, schreiben Sie an: info@ekrah.com

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