financial supervision
Topic overview for financial supervision with 5 related terms, definitions and articles in the Gerhard Merk scholarly archive.
Related terms
Learn about Germany’s Takeover Committee, which advises BaFin on legal ordinances and supervision under the Securities Acquisition and Takeover Act.
Definition of V-Institutions in BaFin terminology: the group of factoring and leasing companies, with reference to the 2012 Annual Report.
Definition of prohibition orders in financial market supervision, including BaFin measures under Section 37 KWG and restrictions on market activities.
Definition of Memoranda of Understanding between supervisory authorities for cross-border cooperation and investigations into financial-market violations.
Learn how BaFin handles consumer complaints, its limits in individual disputes, and its role in investigating supervisory rule violations.