Assessment of suitability and appropriateness

Since November 2007, the Securities Services Conduct and Organization Ordinance has required an institution to assess whether the securities offered to a customer also contribute to the customer’s benefit. – See appropriateness, straightjacking, overregulation. – Cf. BaFin Annual Report 2007, p. 108 f. (main content of the regulation), BaFin Annual Report 2013, p. 165 (product supervision and –
Monitoring at securities service providers.)

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/