Restricted lists

In the pursuit of compliance, a procedure whereby all transactions in certain securities are prohibited; unless these are based exclusively on clear, documented customer instructions. This is recommended and in some cases required by regulators. – Published list of stolen and otherwise lost securities to warn against their purchase. – See Watch List, Trading Surveillance Office, Insider Reporting Requirement, Insider Transactions, Insider Surveillance, Nominee, System Securities Watch Application (SWAP), Tax Advisor, Auditor.

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/