Directors’ dealings (also referred to in German)

Transactions by senior executives in securities of the company they manage. The Transparency Directive Implementation Act [TUG]) of January 5, 2007 requires the reporting of individual transactions. The German Federal Financial Supervisory Authority provides an overview of reported transactions on its website. – See Bonus, Insider Reporting Obligation, Undertunneling. – See BaFin Annual Report 2007, p. 186 f. (new publication guidelines; fines), BaFin Annual Report 2008, p. 166 f. (reports 2004 to 2008; violations), BaFin Annual Report 2009, p. 191 f. (fine proceedings), BaFin Annual Report 2010, p. 207 f. (overview 2006 to 2010; fine proceedings), BaFin Annual Report 2012, p. 191 (reports since 2008; decreasing trend), BaFin Annual Report 2013, p. 173 (95 percent of cases are equity transactions; overview of cases since 2009), and the respective BaFin Annual Report, chapter “Supervision of Securities Trading and Investment Business.”

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/