Financial regulation
Topic overview for Financial regulation with 6 related terms, definitions and articles in the Gerhard Merk scholarly archive.
Related terms
Learn what over-subscription means in securities issues, why limited allotments result, and how transparent allocation methods are used in Germany.
Learn when German banks must report suspected insider trading or market manipulation to BaFin and how this duty differs from crime reporting.
Definition of loss-absorbing capacity: how banks absorb losses without insolvency and support recapitalization through appropriate financial instruments.
Definition of the Consumer Advisory Board at BaFin, including its role in advising on consumer protection and references to complaints guidelines.
Definition of circumstances affecting valuation under Germany’s KuMaKV, including facts and judgments that may influence a reasonable investor’s decision.
Definition of assets securing insurance claims and money invested in funded pension schemes, including relevant supervisory rules and BaFin references.