# Watchlist

- Canonical URL: https://www.gerhardmerk.de/watchlist
- Post ID: 594238
- Modified: 2023-07-25T21:14:11+00:00
- Language: en

## Definition

Means of compliance whereby the relevant department primarily monitors customer and proprietary trades in specific securities to detect any violations of internal and regulatory requirements. - See outlier, misstatement, trading surveillance unit, trading time, permitted, insider reporting requirement, insider transactions, insider monitoring, nominee, speculative trader, blackout period, blacklist, tax advisor, System Securities Watch Application (SWAP), transaction monitoring, whistleblower, auditor. Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express consent! University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec. Professor Dr. Eckehard Krah, Dipl.rer.pol. E-mail address: info@ekrah.com https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk https://www.jung-stilling-gesellschaft.de/merk/ https://www.gerhardmerk.de/

## Machine-readable

- Generator: Merk Knowledge 1.1.1