# Assessment of suitability and appropriateness

- Canonical URL: https://www.gerhardmerk.de/assessment-of-suitability-and-appropriateness
- Post ID: 590611
- Modified: 2023-07-25T20:58:35+00:00
- Language: en

## Definition

Since November 2007, the Securities Services Conduct and Organization Ordinance has required an institution to assess whether the securities offered to a customer also contribute to the customer's benefit. - See appropriateness, straightjacking, overregulation. - Cf. BaFin Annual Report 2007, p. 108 f. (main content of the regulation), BaFin Annual Report 2013, p. 165 (product supervision and - Monitoring at securities service providers.) Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express consent! University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec. Professor Dr. Eckehard Krah, Dipl.rer.pol. E-mail address: info@ekrah.com https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk https://www.jung-stilling-gesellschaft.de/merk/ https://www.gerhardmerk.de/

## Machine-readable

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