# Employee guidelines (rules of conduct)

- Canonical URL: https://www.gerhardmerk.de/employee-guidelines-rules-of-conduct
- Post ID: 587489
- Modified: 2023-07-25T21:00:07+00:00
- Language: en

## Definition

Rules of conduct for the staff of a bank. They are intended to prevent - employees from using their position (insider knowledge) unlawfully for their own business interests and - from acting against the interests of their institutions and - their customers. - First issued by the supervisory authorities in Germany in 1993, the corresponding guidelines have since been gradually refined and formulated into precise directives; compliance with these directives is closely monitored. - See foreclosure, bankers' regulars, behavioral branding, watch list, Chinese Wall, compliance, corporate governance, insider, insider reporting, Kerviel scandal, customer advice, management buyout, need-to-know principle, nominee, one-bank delivery, loans to governing bodies, System Securities Watch Application (SWAP), code of conduct, wall crossing, rules of conduct. Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express consent! University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec. Professor Dr. Eckehard Krah, Dipl.rer.pol. E-mail address: info@ekrah.com https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk https://www.jung-stilling-gesellschaft.de/merk/ https://www.gerhardmerk.de/

## Machine-readable

- Generator: Merk Knowledge 1.1.1